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News from SIC®

On January 28 2021, London Stock Exchange Group plc (“LSEG” or the “Company”) confirmed that its all-share acquisition of Refinitiv was completed. News about our business prior to January 28 can be found on the LSEG's press release page.

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LSEG All Share Acquisition of Refinitiv Transaction. Completion and Admission to Trading

LSEG All Share Acquisition of Refinitiv Transaction. Completion and Admission to Trading 29 Jan ... Sellers one month after completion of the Transaction. Following Admission, LSEG confirms that its share ... RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION 29 January 2021 LSEG All Share Acquisition of Refinitiv...
End of support for TLS 1.1. Support of encryption protocol TLS 1.1 will be disabled on June 30, 2020. Please upgrade to the latest version of your preferred browser to avoid a service disruption.
End of support for Internet Explorer (IE) 8. Use of IE7 and IE8 will not be supported by SIC® after December 5, 2015. Both browsers are known to have security weaknesses and will no longer be patched by Microsoft when they change the IE support model in January 2016. Please upgrade IE to a higher version or convert to another browser to avoid a service disruption.

The Dodd-Frank Wall Street Reform and Consumer Protection Act
The Dodd-Frank Wall Street Reform and Consumer Protection Act which was signed in to law by President Barack Obama on July 21, 2010 contains a section on the Lost & Stolen Program...

Important notice regarding telephone inquiry
Starting on July 1, 2006 telephone inquiries to SIC® will no longer be accepted. We are moving all telephone inquiries to electronic processes which mean all current telephone users will have to register on our website...

Important notice regarding your compliance with Rule 240.17f-1
As of January 1, 2006 SIC® will no longer be accepting paper X-17’s or inquiries submitted by mail or fax. Click on the link above to read more about this important notice.

Processing requirements for Cancelled security certificates
The SEC has recently issued a final rule regarding the processing requirements for CANCELLED security certificates. There are important considerations that you have to take into account with regard to your cancelled certificates going forward. Please read the final rule by visiting the SEC’s website.

SIC® Straight Through Processing (STP) Initiative

Currently the securities industry is preparing for its biggest challenge in years, STP. There are a lot of different issues that will need to be overcome before June 2005...


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